Financial Services & Family Offices
RIAs, hedge funds, private wealth, and family offices. We've built environments around the working day of a portfolio manager and the documentation needs of an SEC examiner — two audiences that rarely align without deliberate engineering.
- Books-and-records retention on WORM storage, indexed and queryable per 17a-4
- Communications archive (email, chat, mobile SMS, voice) with surveillance hooks
- Identity isolation between trading systems and general productivity
- Bloomberg / FactSet / OMS integration on segregated VLANs
- Same-day evidence packets for regulatory exams
- Cyber-insurance attestation aligned to NYDFS 23 NYCRR 500 / Florida §501.171